For Young Professionals

Everyday Ethics for Financial Advisers

This practical guide for Australian financial advisers, offers ethical decision making frameworks and practice case studies based on the five values and 12 standards of the Code.

Every day, and in every client interaction, financial advisers face ethical decisions. In whose best interests are you operating in? Are you recommending the best investment for your client? Do you know enough about your client’s situation to be giving this advice?

Everyday Ethics for Financial Advisers has been written to help you comply with the FASEA Code of Ethics. It’s a practical guide for Australian financial advisers to put lessons into practice through the use of ethical decision making frameworks, and is supported by real case studies based on the five values and 12 standards of the Code.

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The Oath

  • Trust is the foundation of my profession.
  • I will serve all interests in good faith.
  • I will compete with honour.
  • I will pursue my ends with ethical restraint.
  • I will help create a sustainable future.
  • I will help create a more just society.
  • I will speak out against wrongdoing and support others who do the same.
  • I will accept responsibility for my actions.
  • In these and all other matters;
    My word is my bond.